Compliance Rule Coder- Charles River – London

Description de la mission

Key remits:
Monitoring and coding of investment restrictions and rules.
Undertaking the daily overnight violation compliance monitoring processes.
Crafting new system rules, improving existing compliance coding
Troubleshooting potential errors when needed
Identification of coding issues
Working with various stakeholders across the group including: fund managers, client services, portfolio services, transitions, risk managers, internal audit, legal and compliance.
Experience:
Experience of coding within Compliance Monitoring tools, Charles River or Thinkfolio is a must
A working knowledge of the regulations relating to investment restrictions
Pre and post-trade investment compliance monitoring and reporting
Proven experience working in the investment management industry