Yupeek – Compliance Consultant
Description
Understanding of the characteristics and functioning of the main financial instruments (e.g., shares, bonds, funds, Etds, OTC derivatives, etc.) and regulated markets
Supporting the Regulatory Unit of one of the most important banks in Luxembourg with day-to-day activities
Interpreting laws and regulatory requirements
Independently assess compliance-relevant topics and issues of high complexity in your area of responsibility and also develop solutions and recommendations for action for the management and the operational business
Monitoring and maintaining Compliance Registers
Draft reports or presentations for Corporate Bodies and Regulatory Authorities
Requirements
Bachelor ‘s degree
Possess at least 5 years of professional experience in credit institutions / investment firms / leading consulting companies
Regulatory knowledge in investment services regulations (e.g., MiFIR/MiFID, Market Abuse, EMIR, etc.) is highly recommended
Familiarity with Compliance macro processes (i.e., regulatory alignment, advisory, and assurance) and internal Bank Regulatory Framework (i.e., policy, procedures, processes)
Expertise in trading financial instruments or monitoring suspected market abuse transactions would be considered a plus
Organizational and Project Management skills are appreciated;
Strong interpersonal skills and an open mindset
Highly motivated, with strong attention to detail, team-oriented, organized, self-starter, flexible, innovative, and adaptive
Excellent analytical, verbal, and written communication skills
Good knowledge of Microsoft Office Package (Word, Power Point, Excel)
At least a very good proficiency in one language among English, French, or Italian. Knowledge of at least two languages would be considere
Start: 2025
Description société
Part of the Menway Group, an international player with expertise in four key areas: Recruitment, HR Consulting, Interim Management, and Temporary Work.
Since 2011, Yupeek, operating in several countries including France, Luxembourg, and Belgium, serves as a recruitment partner providing dual expertise in Information and Communication Technologies, as well as for young graduates.
Our specialised teams support the growth of our partners and the careers of our candidates, aiming to facilitate and make enjoyable the recruitment processes for everyone.
Feel free to join the Yupeek adventure!
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FeelanceDay, date création entreprise 12-05-2017 - Il y a 8 ans, forme juridique : SARL unipersonnelle, noms commerciaux REESK DIGITAL SOLUTION, adresse postale 28 RUE DE LONDRES 75009 PARIS, numéro SIREN : 829739622, numéro SIRET (siège) : 2973962200019, numéro TVA Intracommunautaire : FR28829739622, numéro RCS Paris B 829 739 622, activité (Code NAF ou APE), edition de logiciels applicatifs (5829C)